Registration: : Obtaining SEBI registrations for intermediaries like investment advisers, portfolio managers, mutual funds, AIFs, brokers, depositories, and research analysts.
SEBI Filings: Assisting with periodic and event-based filings to ensure timely and accurate compliance.
FIU-IND Filings: Supporting in mandatory filings to FIU-IND and for undertaking transaction monitoring.
Advisory Services
Cybersecurity Compliance: Implementing robust frameworks to meet SEBI’s cybersecurity guidelines for market intermediaries.
IPO Readiness: Assessing and preparing organizations for IPOs by enhancing governance, financial reporting, and operational standards.
ESG Compliance: Developing and aligning ESG strategies with SEBI’s Business Responsibility and Sustainability Report (BRSR) framework to improve sustainability performance.
Training and Capacity Building
SEBI Regulatory Training: Conducting tailored programs for directors, compliance officers, and employees on SEBI regulations.
Market Practices Training: Training on insider trading, market manipulation, and code of conduct requirements.
AML/CFT Training: Delivering specialized programs on Anti-Money Laundering (AML) and Combating the Financing of Terrorism (CFT) for SEBI-regulated entities.
